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Securities Act
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#	Item
391	June 28, 2013 Second Circuit Holds that American Pipe Tolling Does Not Apply to the Securities Act’s Statute of Repose Yesterday, in Police & Fire Retirement System of the City of Detroit v. IndyMac MBS, Inc., --- F.3 Add to Reading List Source URL: www.paulweiss.com Language: English - Date: 2013-06-28 17:21:18 Civil procedure Statutory law IndyMac Statute of repose Statute of limitations Tolling Class action Securities Exchange Act
392	NASAA Custody Requirements for Investment Advisers Model Rule 102(eAdopted April 3, 2000, Amended, , , * Rule 102(eCustody of Client Funds or Securities by Investment Advise Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-06-02 12:08:16 Investment United States securities law U.S. Securities and Exchange Commission 76th United States Congress Investment Advisers Act Financial adviser Investment fund Regulation S-X Securities Act Security Accredited investor Registered Investment Adviser
393	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-01 11:39:46 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States United States securities law Regulation S-K Securities Act
394	Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies "rightsized” securities regulation. Yet, the market needs a Self Regulatory Organization “rights Add to Reading List Source URL: www.entrex.net Language: English - Date: 2016-06-20 10:11:36 Self-regulatory organizations Crowdfunding United States securities law Systemic risk Financial regulation Securities Exchange Act Financial Industry Regulatory Authority Security Jumpstart Our Business Startups Act
395	Filed by Nexstar Broadcasting Group, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Media General, Inc. File Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-05-02 08:14:00
396	Grundfest Final:03 PM Morrison, the Restricted Scope of Securities Act Section 11 Liability, and Prospects for Regulatory Reform Add to Reading List Source URL: securities.stanford.edu Language: English - Date: 2015-11-13 13:18:20
397	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F/A (Amendment No. 1) Add to Reading List Source URL: i2.esmas.com Language: English - Date: 2016-05-06 11:40:29 73rd United States Congress U.S. Securities and Exchange Commission SEC filings Stock market Corporate crime Securities Act Securities Exchange Act Security Short Regulation S-K
398	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-21 12:08:21 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States National Market System SEC filings
399	December 2015.qxp_Dec-2015-NJL:00 PM Page 11 Regulation A Plus A New Tool to Raise Capital by John A. Aiello and Philip D. Forlenza Add to Reading List Source URL: www.ghclaw.com Language: English - Date: 2015-12-14 10:32:09 U.S. Securities and Exchange Commission United States securities law Stock market Crowdfunding 73rd United States Congress Regulation A Regulation D Securities Act Securities Exchange Act Securities regulation in the United States Form S-1 Initial public offering
400	GE Capital Long Term Debt Overview Unsecured debt with maturities from 1-30 years "This document contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act ofForward- Add to Reading List Source URL: cdn1.geready.com Language: English - Date: 2014-07-23 14:26:39

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